General instructions:
1.This is a close book exam. Try your best to answer the following the
quetions.Each counts for 10% of your overall grade.
2.Good luck!!!!
Questions:
1.Explain the underwriting syndicate position under the framework of Black
and Scholes option pricing model.
2.Briefly discuss the risk and return combination of underwriting syndicate
based on the under-pricing assumption.
3.Under what conditions or effects can underwriters take the floatation risk
in IPO?
4.Why are investment staged in a VC process?
5.How do U.S investment bankers deal with a hot issue in an IPO process?
6.Briefly show the sprits of the Gramm-Leach -Bliley act,1999.
7.Describe types of market making by graphs.
8.Briefly compare the differences between the U.K.,the U.S.,and Japanese
investment banking systems.
9.What is the function of market making by cor[orate restructuring in
investment banking?
10.Financial holding company is the global trend in banking industry.Will you
expect a positive prospect or a negative prospect with respect to saving
account holders, shareholders of investment bank, shareholders of commercial
bank, and regulations?
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