Re: [請益] 關於MANDATORY REORGANIZATION FEE

[hkykt222 (＝ｃ＝)]

(原文略)

原文及這篇 #1UZPGQDy 分享了被收取此費用情形

查了一下覺得網站上說明有點籠統 所以寄信給客服 詢問能否進一步說明?

以下節錄回覆 提供參考

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From: Message Center Client Services | Date: 05/28/20
Hello,

Reorganization fees are charged to cover the cost for TD Ameritrade to
re-register the stock involved and to facilitate the reorganization in a
client's account.

Reorganizations are very labor intensive and TD Ameritrade is charged fees
by the depository for their processing. TD Ameritrade passes on a portion
of these "per event" fees to the clients involved to help keep our overall
costs for all clients low; such as avoiding the need to charge monthly or
inactivity fees.

Reorganization fees are charged for:

    - Reverse Splits
    - Mandatory Cash Liquidations
    - Voluntary Offers
       (Tender offer, Exchange offer,Rights/Warrants,Consent offers, etc.)
    - Name change
    - Merger
    - Corporate actions that change the CUSIP* of a stock

* CUSIP is an acronym for Committee on Uniform Security Identification
Procedures and the nine-digit, alphanumeric CUSIP numbers that are used to
identify securities.

Client Services
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From: Message Center Client Services | Date: 06/01/20
Hello,

I believe that the Reorganization fee is charged for an event that affects
an exchange-traded debt instrument as well.

Sincerely,
Reorganization Department

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→ wawi2: 這個是很常見的broker fee  網頁上也都有寫
→ wawi2: 討回來的機率不高  然後主張股票合併主動權不在我身上多半
→ wawi2: 沒用  因為這也不是券商要合併的  應該主張要收之前沒有先
→ wawi2: 知會本人  有一點點機率可以討回來 他會跟你說fee schedule
→ wawi2: 上面都有寫  你就回:I understand it's a common brokerage
→ wawi2: fee, which is clearly provided in the fee schedule.
→ wawi2: However, that the fee is listed does not mean that TD
→ wawi2: Ameritrade don't have the obligation to nofify me
→ wawi2: before the reverse split process started. If I had been
→ wawi2: informed, I could have sell those securities/equities
→ wawi2:                        sold
→ wawi2: and thereby avoided the fee.
→ wawi2: 不過客服也可以回fee schedule上面有寫  所以算有通知了
→ wawi2: 所以fee拿不拿得回來  只能看人品
→ wawi2: 勘誤: 8樓 don't -> does not; nofify->notify
→ hkykt222: 感謝w大詳細說明,我其實是想做一些補充分享
推 cityport: 找客服很難討..上門找理專幾分鐘就拿得回來